finite-dmc-decoder-state

Finite DMC with state known only to the decoder

An independent iid state observed only by the receiver gives a conditional-mutual-information capacity formula.

Point-to-point Finite alphabet Discrete memoryless Side information Capacity Exact Single-letter characterization

Channel and question

Input
A symbol \(X\in\mathcal X\), with a finite nonempty input alphabet.
Output
The decoder observes both \(Y\in\mathcal Y\) and \(S\in\mathcal S\), with finite nonempty alphabets.
Law
The state has fixed law \(q(s)\), and \(P(S=s,Y=y\mid X=x)=q(s)W(y\mid x,s)\).
Quantity
Decoder-state capacity \(C_{\mathrm{SI-D}}\), measured in bits per channel use.

Criterion. The supremum of rates supported at every sufficiently large blocklength with vanishing average error over messages, states, and channel outputs.

  • The state sequence is independent and identically distributed and independent of the message.
  • The encoder knows the laws q and W but observes no state information and receives no feedback.
  • The decoder knows the entire state and output sequences when decoding the block.
  • Encoders and decoders are deterministic, messages are uniform, and average decoding error vanishes.
  • There is no input-cost constraint.

Current status

\[C_{\mathrm{SI-D}}=\max_{P_X} I(X;Y\mid S)\]

The maximization uses one input law independent of the state. Heegard and El Gamal's Theorem 2(d), with zero encoder state-description rate, gives this formula; Section III uses the paired output (S,Y).

Known results and bounds for Finite DMC with state known only to the decoder
ResultRelationMethodYear
Lower\(C_{\mathrm{SI-D}}\ge\max_{P_X}I(X;Y\mid S)\)Apply finite-DMC random coding with the state and physical output treated jointly as the receiver observation.1983
Upper\(C_{\mathrm{SI-D}}\le\max_{P_X}I(X;Y\mid S)\)Apply the finite-DMC converse to the paired output and use independence of input and state.1983

Formal verification

Lean coverageFormally stated

The paired-output channel has exactly the iid-state block law. A finite entropy identity equates its mutual information with the state average, including zero-probability states. The local capacity proof reuses the finite-DMC coding theorem; compactness supplies an optimizing input.

Claims

  • Operational average-error capacity equals the supremum of state-averaged mutual information over input laws independent of the state.
    exact-capacity · exact capacity · solved · Formally proved · v1
  • One input distribution independent of the state attains the operational capacity.
    optimizing-input · structural · solved · Formally proved · v1
Lean declarations (6)

References

  1. Chris Heegard and Abbas A. El Gamal (1983). On the Capacity of Computer Memory with Defects. IEEE Transactions on Information Theory.
  2. Claude E. Shannon (1948). A Mathematical Theory of Communication. Bell System Technical Journal. DOI 10.1002/j.1538-7305.1948.tb01338.x.

Discussion

Related problems

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